Our SEC compliance service consultants have 25 years of cumulative RIA compliance experience, managing issues, on both the adviser’s side and the consultant’s side. Jointly, our team has experience in:
- SEC compliance
- GIPS compliance and verification
- SAS 70 (now known as SOC 1) policy and procedure audits
It is through this hands-on experience that our consultants have developed the skills of truly listening to client’s pain points, addressing their issues and concerns proactively, and applying the SEC rules and regulations to each firm. We understand that there is not a “one size fits all” solution and take into consideration the unique circumstances of each of our clients to apply the rules as practically as possible.
- CIPM – Certificate in Performance Measurement
- CPA – Certified Public Accountant
- CSCP – Certified Securities Compliance Professional
- IACCP® – Investment Adviser Certified Compliance Professional
Find Out More About Our SEC Compliance Consultants
Meara MelidossianCompliance Associate; IACCP®
Meara began her career in the financial services industry in 2011 as an Administrative/Executive Assistant at an SEC Registered Investment Adviser. During Meara’s eight-year tenure with this Adviser, she served in various roles, including Marketing Manager and Compliance Manager. Meara joined SCS in 2019 as a Compliance Associate and focuses primarily on forensic testing, data analysis, and due diligence. When she’s not living in Microsoft Excel, you can find Meara hanging out with her dog, volunteering with dog rescue groups, and practicing her cooking skills. Meara graduated from the University of Rhode Island in 2018 and earned her Investment Adviser Certified Compliance Professional (IACCP®) designation in 2020.