Archive Of The Category ‘Events‘

How are you handling the Pandemic?

How are you handling the Pandemic?

23 March 2020

It didn’t take long for advisors to start receiving requests from underlying managers, investors and even the SEC on how they were responding to the pandemic. Areas being addressed, include, but are not limited to: A copy of your firm’s Business Continuity Plan (“BCP”) and any additional policies to how your firm responded to theRead More »