
Performance Fees Increased Thresholds
14 February 2022
Main Contributor: Zachary Fenno, CSCP, Compliance Manager Qualified Client Threshold The SEC scrutinizes performance fees heavily, so it is important to stay abreast of new regulations surrounding when advisors can charge performance fees. The Advisor’s Act prohibits registered advisors from charging a performance-based fee unless the client meets the definition of a “Qualified Client.” OriginallyRead More »