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https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/87f47639-3420-42a3-924a-599a6ab5c147/SEC+Compliance+OLP22-137.jpg Elizabeth Cope Bio - Elizabeth Cope, CPA, CSCP, CIPM CEO & Lead Consultant Liz is a CPA that began her career as a tax accountant and auditor. She quickly transitioned to the financial services space in 2002. She has been consulting with investment advisors on compliance since the Compliance Program Rule became effective in 2004. She founded SEC Compliance Solutions in October 2017 with the goal of creating a firm that cultivated an environment of finding practical, valuable solutions for investment advisors. Liz believes compliance does not have to be overly complicated or overwhelming and takes a pragmatic, educational approach with her clients. When she’s not working, Liz can be found spending time with her husband and three kids, playing piano, reading a good book, running, or riding her mountain bike. https://seccsllc.com/katie-mogan-bio daily 0.75 2025-07-03 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/ad536584-0986-4d23-ba5c-c65902075206/SEC+Compliance+OLP22-81.jpg Katie Mogan Bio - Katie Mogan, IACCP® President, Senior Compliance Consultant Katie began her compliance career in 2008 working internally for an investment advisor to private funds. Since then, she has worked with investment advisors to high-net-worth individuals, wrap programs, and separately managed accounts. At SCS, Katie loves cultivating meaningful relationships with her clients and considers herself an extension of their compliance team. It’s important to always keep your door open, which is why Katie always says, “there is no stupid question when it comes to compliance.” Katie enjoys spending time with her husband and two children, expanding her home gardens, and traveling. https://seccsllc.com/betsy-harker-bio daily 0.75 2025-07-03 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/d873f68d-5bef-417d-bd15-dd0b88fc0a8c/headshots+OLP23-39.jpg Betsy Harker Bio - Betsy Harker Compliance Associate Betsy spent eight years in the financial services industry as an accountant and auditor and is a CPA (currently inactive). In 2013 she began working at an SEC Registered Investment Adviser, where she assisted with compliance and financial reporting. Betsy joined SCS in 2021 as a Compliance Associate and focuses primarily on forensic testing. Betsy enjoys spending time with her husband and three children, hiking with her dog, and volunteering at her children’s schools. https://seccsllc.com/erica-hammericksen-bio daily 0.75 2025-07-03 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/db806065-bfa1-480e-9f85-fe0e523c4087/SEC+Compliance+OLP22-112.jpg Erica Hammericksen Bio - Erica Hammericksen Operations & Administration Coordinator Erica began her administrative career in 2008 while working at a small family-owned costume manufacturing company. She started out as a design assistant and fabric cutter. Picking up all the hours and responsibilities she could as a then single mom, gave her the “can-do-get-it-done” attitude that she carries through her role with SCS. Erica joined SCS in August 2019 as an Administrative Assistant. She loves helping streamline and organize and believes there is always a more effective and efficient way for things to be done! On the weekend, Erica can be found adventuring or snuggling with her three kids. She never passes up the opportunity for a home DIY project or date night with her husband. https://seccsllc.com/free-download daily 0.75 2025-07-03 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/89681e6e-1025-4584-8075-6d5d3dab5647/Compliant+Marketing+-+Breaking+Down+the+New+Marketing+Rule.png https://seccsllc.com/compliance-associate-or-manager-position daily 0.75 2025-07-03 https://seccsllc.com/compliance-resource-mailing-list daily 0.75 2025-07-03 https://seccsllc.com/joe-reilly-bio daily 0.75 2025-07-03 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/9d9069d7-265f-4cd9-917d-21bcf474a3c2/headshots+OLP23-56.jpg Joe Reilly Bio - Joe Reilly Compliance Manager Joe began his compliance career in 2020 where he worked as a consultant to various RIAs and worked with a partnered law firm to assist in the creation and registration of new investment advisory firms. A graduate of Rice University, Joe works to ensure that clients’ compliance programs are robust and thorough. He utilizes his previous compliance experience to help clients build their compliance program in order to prepare them for regulatory audits and to minimize regulatory risk. When not working, you can find Joe biking around the Los Angeles area, at the beach, or playing golf, basketball, football, or softball. https://seccsllc.com/pamela-lalli-bio daily 0.75 2025-07-03 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/96131758-8abc-45c0-a21d-8a275830d7f7/SEC%28107of174%29.jpg Pamela Lalli Bio - Pamela Lalli Compliance Associate Pamela began her career in compliance while still an undergraduate student at Northeastern University. In 2023, she started as an intern at SCS as part of the cooperative education (“co-op”) partnership program with Northeastern. During her six-month internship at SCS, Pamela primarily conducted testing to ensure clients’ compliance programs were reasonably designed to prevent, detect, and address securities violations. After graduating in May of 2024, Pamela officially joined the SCS team as a Compliance Associate. Since then, she has deepened her understanding of the industry, with the goal of adding value to clients’ compliance programs and supporting her team to provide topical regulatory guidance as new rules and regulations introduce further risks and nuances that RIAs must be aware of and address. In her free time, Pamela likes to read, listen to music, and spend time with family and friends. https://seccsllc.com/cameron-gunnin-bio daily 0.75 2025-09-15 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/1e226829-9559-4611-a8d5-39bc74716dfc/SEC%2885of214%29.jpg Cameron Gunnin Bio - Cameron Gunnin Compliance Associate Cameron began his compliance career with the Texas State Securities Board in 2023. His primary role was to conduct audits of RIAs, BDs, and Private Funds in accordance with the Texas Securities Act and Investment Advisers Act. Cameron joined the SCS team as a Compliance Associate in November 2024 and hopes to bring his perspective as a former regulator to help RIAs navigate their compliance needs. Leading to his compliance career, Cameron earned his BBA from the University of Washington where he most enjoyed studying Derivatives and Risk Management. In his free time, Cameron likes to lift weights, spend time outside with his dog, and hangout with family. https://seccsllc.com/meghan-sundquist-bio daily 0.75 2025-09-15 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/89fbc3b5-240d-44db-880a-490d50329556/SEC%2891of214%29.jpg Meghan Sundquist Bio - Meghan Sundquist Compliance Associate Meghan began her career in the financial industry after several years as an elementary and middle-school Latin teacher. After working in RIA operations for three years, Meghan shifted to a compliance role and was thrilled to find an outlet for pursuing her favorite question: why. In July 2025, Meghan joined SCS as a Compliance Associate. Meghan actively works to deepen her understanding of the complexities of regulatory compliance with the goal of helping clients strengthen their compliance programs and understand the “why” in their own context. When not working, Meghan enjoys hiking, playing board games with her husband, traveling, and working through the never-ending list of books on her “to read” list. https://seccsllc.com/vanessa-short-bio daily 0.75 2025-09-15 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/cc4ff2a2-456e-4d3d-ac52-5ee89e16db8d/SEC%2851of214%29.jpg Vanessa Short Bio - Vanessa Short Compliance Associate Vanessa joined SEC Compliance Solutions after completing a co-op with the firm in 2024, where she primarily conducted forensic testing. She returned full-time following her 2025 graduation from Northeastern University with a B.S. in Philosophy, a concentration in Law and Ethics, and a minor in Economics. In her role as a Compliance Associate, Vanessa has been expanding her knowledge of the industry while contributing to a variety of compliance projects. She enjoys helping clients navigate the complex regulatory environment and applies close attention to detail to help ensure they have confidence in their compliance programs. Outside of work, Vanessa enjoys adventuring with her mini goldendoodle, traveling, and spending time at the beach. https://seccsllc.com/olivia-prezioso-bio daily 0.75 2026-03-20 https://images.squarespace-cdn.com/content/v1/61944ae92557a52ff3ef6e4f/fba00cdc-4260-460e-8d40-b9ba5a7d4396/Olivia+Headshot.png Olivia P. Bio - Olivia Prezioso Compliance Associate Olivia joined SEC Compliance Solutions after completing a co-op with the firm in 2025, where she primarily conducted forensic testing. She returned full-time following her 2025 graduation from Northeastern University with a B.S. in Criminal Justice and Political Science, and a minor in Law and Public Policy. In her role as a Compliance Associate, Olivia brings a collaborative, detail‑oriented approach to compliance, supporting registered investment advisers as they respond to evolving regulatory expectations and emerging risks. By helping translate complex regulatory requirements into clear, practical guidance, she works closely her team to contribute to strong, reliable compliance programs. Outside of work, Olivia enjoys spending time with her two younger brothers, solo-travelling, and practicing yoga."