Continuing Education Requirements For Investment Advisor Representatives

Continuing Education Requirements For Investment Advisor Representatives

19 October 2021

Main Contributor: Zachary Fenno, CSCP, Compliance Manager   In November 2020 the North American Securities Administrators Association (“NASAA”) adopted a Model Rule, setting guideline requirements for investment advisor representatives (“IARs”) registered with investment advisory firms to complete continuing education requirements in order to maintain licenses in jurisdictions that adopt the rule. This will apply to bothRead More »