2020 SEC Exam Priorities

2020 SEC Exam Priorities

29 January 2020

I can’t think of a better way to start off the year than by reading the SEC’s Exam Priorities for 2020.  Okay, I’m being a bit facetious.  But in all honesty, I do look forward to this publication. It is a great compliance tool because it puts a spotlight on SEC focus areas and allowsRead More »