Join Elizabeth Cope of SCS and Lacey Shrum of Smart Kx, as they chat about the most common contract mistakes they have seen while working with RIAs. They discuss common pitfalls and offer practical solutions to help improve and strengthen your compliance program.
To help you get started with your due diligence after the show, Lacey is offering a free contract inventory checklist as an additional tool to ensure your contracts don’t fall prey to these common mistakes.
