Meet Our Team

  • A smiling woman with blonde wavy hair and blue eyes, wearing earrings and a white top, outdoors with blurred green foliage in the background. She is excited to help RIAs with SEC compliance and questions.

    Elizabeth Cope, CPA, CSCP, CIPM

    CEO & LEAD CONSULTANT

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  • A woman with long dark hair smiling outdoors with a blurred green background. She is excited to help RIAs with SEC compliance and questions.

    Katie Mogan, IACCP®

    PRESIDENT & SENIOR COMPLIANCE CONSULTANT

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  • A woman with short, curly brown hair smiling outdoors with blurred green foliage in the background, wearing a gray cowl neck sweatshirt, red sweater underneath, and large circular earrings. She is excited to help RIAs with SEC compliance and question

    Gretchen Sturdivan, CSCP

    COMPLIANCE MANAGER & CREATIVE DIRECTOR

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  • A woman with long brown hair smiling outdoors with sunlight and blurred trees in the background. She is excited to help RIAs with SEC compliance and questions.

    Erica Hammericksen

    OPERATIONS & ADMINISTRATION COORDINATOR

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  • A middle-aged woman with blonde hair, glasses, and a blue shirt smiling outdoors with trees in the background. She is excited to help RIAs with SEC compliance and questions.

    Betsy Harker

    COMPLIANCE ASSOCIATE

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  • A young man with light skin, short brown hair, blue eyes, and a bright smile, wearing a dark blue shirt, outdoors with blurred trees in the background. He is excited to help RIAs with SEC compliance and questions.

    Joe Reilly

    COMPLIANCE MANAGER

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  • A young woman with long blonde hair, wearing glasses and a light-colored top, smiling outdoors with a blurred natural background. She is excited to help RIAs with SEC compliance and questions.

    Pamela Lalli

    COMPLIANCE ASSOCIATE

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  • A young man with light brown hair, a short beard, wearing a gray patterned dress shirt and a navy polka dot tie, smiling against a beige wall. He is excited to help RIAs with SEC compliance and questions.

    Cameron Gunnin

    COMPLIANCE ASSOCIATE

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  • Rahndayah Hollis

    Rahndayah Hollis

    COMPLIANCE ASSOCIATE

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2024
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2018

Professional Team Photography by Olivia Leigh Photography and Christine Sarah Photography