Compliance Manager
Sam began his compliance career in 2018 after graduating from UC Santa Barbara. Before joining SCS, Sam worked at two law firms, both specializing in securities law and RIA compliance. In these roles, Sam has worked directly with over 100 RIAs, ranging in size from small state-registered firms to multi-billion-dollar practices.
At SCS, Sam provides regulatory guidance and conducts compliance testing. He strives to be a valuable resource to clients and to simplify their compliance program.
Sam also attends the evening program at Loyola Law School, Los Angeles. When he is not working or studying, Sam enjoys going to the beach, watching television, and spending time with friends and family.